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First printing of the Zohar, Cremona 1558. |
This article—based extensively on the research by Professor David Malkiel[1]—explores the thirteenth-century rise of Kabbalah in Spain and its subsequent peaking in sixteenth-century Safed. Since the Safed period, Kabbalah has come to be widely regarded as embodying the very essence and greatest depths of Judaism in the popular imagination. How did this transformation take place? Some would suggest that this is a natural progression towards messianic times. But any study of Jewish messianism shows that we have always believed we've been living in imminent messianic times. There may be additional ways of tracking the development of Kabbalah.
Malkiel introduces an unusual history of the rise of Kabbalah from a cultural perspective connecting it to the Rennaissance and the emerging preoccupation with ‘realism,’ which (ironically for a study on mysticism) avoids fantasy and idealism in favour of concrete reality.
Regardless of the debate over whether the second-century Tanna (Mishnaic sage), R. Shimon bar Yocha, authored the Zohar or not, the work only emerged a thousand years later in Spain, around 1290,[2] when R. Moshe de León (c.1240-1305) claimed he had found the original ancient document. For our purposes, this places the emergence of the Zohar in a cultural environment, just preceding the Rennaissance, where ‘reality’ is beginning to matter more than ‘fantasy.’ For this reason, according to Malkiel, the Zohar sought to root its albeit extremely mystical teachings, in apparent historical stories of real people walking through the actual Land of Israel in small groups, while discussing the mysteries of the Torah. The Zohar contains over one hundred descriptions of these physical travels and journeys of R. Shimon bar Yochai and his students through the Land, walking its pathways and treading its soil.
Yehuda Liebes maintains that R. Moshe de León was involved in the authorship of the Zohar and, although living in Spain, he directly reflected R. Shimon bar Yochai and his students walking through the Land in small groups. These groups:
“may in fact have mirrored an actual mystical fraternity active in late thirteenth-century Spain, centered around the personality of R. Moshe de Leon. This circle…may have authored the Zohar, spiritually or imaginatively transplanting themselves in the land of Israel of the second century” (Leshem 2021:112).[3] [See: Kotzk Blog: 513) Secret Mystical and Chassidic societies].
Malkiel suggests that the Zohar’s style of writing was typical of the thirteenth century where even mystical ideas had to be framed in ostensibly real settings, without which, it had little chance of gaining traction. Malkiel is trying to understand how Kabbalah and mysticism in general, emerged from a relatively obscure study to effectively become the mainstay of later Judaism—to the extent that is identified with the essence of Judaism today. He explains this transformation taking place as a result of the framing of classical Kabbalah within an unquestionable foundation of facts and actuality—a style that was typically emerging in the general culture of the thirteenth century. This trend of historical rootedness and awareness later reached its fruition during the Renaissance period in which the Safed Kabbalists flourished during the sixteenth century. The Safed Kabbalists, however, went one step further, they actually walked the land of Galilee reliving the stories of the Zohar 'in situ.'
The difference, though, between the thirteenth-century Kabbalists of Spain and the sixteenth-century Kabalists of Safed was that the former remained close-knit, elitist and secretive while the latter began to penetrate the mainstream and public Jewish arena, eventually succeeding in embedding mysticism as the defining essence of Judaism.
Methodology
Malkiel uses the societal and cultural changes brought about by the early Renaissance as they were influencing the world at large during these periods, as the determinator of Kabbalah’s development from obscurity to prominence. On the surface, these cultural changes with their inherent inclination toward ‘realism’ might seem irrelevant to a study of the development of Kabbalah. However, without exploring the cultural preoccupation with realism during the early Renaissance, it would be like analysing the spread of modern Torah teachings in today’s world, without acknowledging the vital role the internet has to play in this phenomenon.
Malkiel departs from Scholem
Malkiel diverts from the classical approach of Gershom Scholem—the Father of the historical and academic study of Jewish mysticism—who had always suggested that the rise and popularity of Kabbalah was a natural consequence of the Expulsion of Jews from Spain. This event, according to Scholem (1973:15;66),[4] was so traumatic on the Jewish psyche that the resort to mysticism and messianism was the only way to heal the broken collective Jewish soul. Hence, they turned away from their previous interest in rationalism (many Spanish rabbis had been rationalists) and tended more towards mysticism. Mysticism is often described as an antidote to the extreme Maimonidean rationalism that prevailed in the immediate aftermath of Maimonides’ passing in 1204 and—just decades later—had to be neutralised by the Zoharic mysticism of 1290.
Not everyone agreed with Scholem’s thèse grande[5] or grand thesis with its singular and sweeping explanation of a great historical event caused by a singular overwhelming occurrence. Moshe Idel, for example, challenged what he considered to be Scholem’s simplistic explanation and instead suggested that the events of history are often more encompassing and even fragmented, and the result of various, and seemingly unrelated, forces. Malkiel adopts a similar approach and looks at the prevailing cultural changes brought about by Renaissance thinking. This is indeed a novel approach to understanding the penetration of Kabbalistic thought to the masses. Nevertheless (while I tend to support Scholem’s grand theory of rising messianism following the Expulsion),[6] Malkiel’s thoughts are fascinating and worth considering.
According to Malkiel, the spread of Kabbalah was driven by an unlikely societal fascination with 'realism,' which emerged during the pre-Renaissance and early Renaissance periods. Mystical ideas could not easily be presented in isolation devoid of some historical reality:
“Leading scholars of the Zoharic literature have suggested that Bar Yohai and his Zoharic colleagues are mythological avatars [‘incarnations,’ symbolic representations or literary constructs][7] for a circle of mystics from thirteenth-century Castile, the kabbalists who contributed to the composition of the Zohar’s various books” (Malkiel 2018:315).
‘Realism’
During the period between the emergence of the Zohar and the rise and spread of Safed Kabbalah, the cultural focus in general society shifted from the medieval preoccupation with myth and fantasy to an emergent form of realism with a more ‘scientific’ approach to ideas. Mystical concepts could only be accepted if they were presented and perceived as ‘true’ and ‘historical.’ There are many indications of this cataclysmic shift in thinking and in the manner in which old ideas were presented. What follows are some examples of how the thoughts of the time were carried by what one might call an early form of societal ‘internet,’ with its emphasis on reality.
The fifteenth-century voyages of discovery completely changed the way people looked at foreign and hitherto unseen land. Exotic continents were no longer the place of myth and fantasy but reality. Old maps were recalibrated and even the fauna and flora of unreachable lands were now seen and handled for the first time. Padua’s university established the first botanical garden in 1545. Museums with real displays were opened up. Empirical knowledge suddenly became more valuable than received tradition. Historical traditions were, for the first time, subjected to critical review.
In the field of Politics, the Renaissance political philosopher, Niccolò Machiavelli (1469-1527) wrote about pragmatism dominating political decisions rather than being dictated by old-fashioned idealism and religion. Rulers could maintain control by looking after their pragmatic interests and even be cunning and ruthless in their national and personal pursuits. The ends justify the means. Political power and stability are higher than morality. Realpolitik (although the term was only coined in the nineteenth century) is based on practical, strategic and pragmatic considerations rather than Idealpolitik based on morality and ideology with its focus on ethics, justice and diplomacy.
In this regard, it is interesting to note that the Portuguese rabbi, Don Yitzchak Abravanel (or Abarbanel) (d. 1508) commented on the Venetian form of republican governance which embraced this new form of pragmatism where statesmen were directing policy based on real and concrete considerations and no longer governed by monarchies and religion.
The Father of Jewish mysticism, Ramban (Nachmanides 1194-1270), showed great interest in ancient geography, rooting many of his teachings in the historical approaches of his times.
R. Yosef ibn Kaspi (1280-1345) from Southern France, wrote Torah interpretations on the Exodus based on the closest ‘historical’ sources he could attain, namely his visit to Egypt. They may not have been the historical biblical Egyptians but they were as close as he could get to understanding them and it represented a typical:
“early attempt to construct a realistic image of the ancient world” (Malkiel 2018:320).
Rashi’s enfant terrible grandson—who found it hard to tow the conventional family line, was also interested in what we today would call sociology and anthropology—tried to give his commentaries an “air of realism” (Malkiel 2018:3231). He noted that the nations of the Ancient Near East used to calve idolatrous images on the walls of their altars. For this historical reason, he maintains, the Israelites were commanded to construct their altars from earthen material which would not support such carvings.
The land of Israel moves from concept to reality
The Land of Israel had become not just the subject of hopes and prayers but a lived reality. Ironically, the twelfth-century returning Crusaders did much to remove the Holy Land from its earlier mythical status to that of a real Land that could be travelled to and walked on. Europeans now started to travel to the Holy Land. Yehudah haLevi set sail for Palestine in 1140. Less than a century later, in 1211, three hundred important French and German rabbis emigrated to the Holy Land. A book, Sefer haTerumah, dedicated to commandments that could only be fulfilled by living in the Land was produced by R. Baruch ben Yitzchak of Worms, one of this group of rabbis who left Europe for Palestine.
Nachmanides, as mentioned earlier, who expressed interest in geography, eventually also settled in the Land of Israel. He wrote that not only were there special laws of the Torah that could only be fulfilled in the Land but that all the mitzvot had to be fulfilled in the Land.
The physical Land of Israel had taken on a concrete, immediate and Halachic reality not experienced for centuries. This was later to be buttressed more acutely by the Kabbalists of Safed when Jewish settlement in the Land was significantly increased following the Spanish Expulsion.
The Kabbalists of Safed relive the Zoharic tradition in
reality
The sixteenth-century Kabbalists of Safed relived the Zoharic
tradition of R. Shimon bar Yochai in reality, by literally walking in what
they believed were his footsteps while promoting and discussing similarly startlingly
novel interpretations of Torah verses, and often relating them to the Sefirot
(mystical spheres). The Sefatian Kabbalist, R. Moshe Cordovero:
“explicitly states that he and his fellow kabbalistic ramblers were following the example of Bar Yohai and his mystical adherents… [T]he appearance…of a coterie of mystics, would have seemed to contemporaries to be a revival of what they heard had gone on there over a millennium earlier. To those who knew of the perambulations of the city’s latter-day mystics, the resemblance to what the Zohar reports about the ancient sages must have seemed uncanny. Before their very eyes, reality was breathing life into the mythical past. Bar Yohai and the Zohar, and by extension the Sephirot, leaped from the pages of the ancient text and assumed living, breathing, form in the Galilean hills, along its dusty byways, in its meadows and gullies” (Malkiel 2018:315-56).
Safed was also experiencing a renaissance. Its population grew exponentially in a very short while after the refugees of the Spanish expulsion arrived in the city. The Safed Kabbalists spoke of the exile of the Shechina and this resonated with those who had experienced physical exile firsthand. The Safed Kabbalists innovated various mystical practices, including voluntary exile. Groups of initiates would undertake to walk outside of the city limits and go deep into the surrounding countryside as a means of identifying with the exiled Shechina. R. Cordovero wrote:
“How should one acquire the quality of Royalty (Malkhut)? [...] He should exile himself from place to place for the sake of heaven, and in this manner he will make himself a chariot for the exiled Presence (Shekhinah) […] and make his heart surrender in exile and bind himself to the Torah, and then the Presence is with him. And he should perform self-expulsions, and constantly expel himself from his abode of rest, as Rabbi Simeon bar Yohai and his colleagues would exile themselves and study the Torah. [It would be] particularly [beneficial] if he would walk from place to place, without horse and carriage” (R. Moshe Cordovero, Tomer Devorah, 16v).
R. Cordovero further wrote:
“[C]oncerning the exiles: we would exile ourselves in the field with the divine Rabbi Solomon Alkabetz Halevi to discuss the Torah’s verses spontaneously, without [preparatory] thought. And the things would become new, things which could not be believed except to one who saw or attempted it many times” (R. Moshe Cordovero, Or Neʻerav, 32v-33r).
Kabbalah gains traction among the popular masses
Expounding on Kabbalah in a way that directly reflected the truth of the Zohar as it was perceived and relived in Safed, before the masses of Spanish refugees, only served to preserve and mainstream Kabbalistic thought among the population. A cultural shift had taken place. Safed was a centre of the wool trade and the Spanish refugees conducted business with their fellow traders around the world. Their ideas migrated with their multiple contacts with other Jews in Europe and elsewhere.
“Safed was throbbing with life, and its new and robust Jewish population was tightly bound to their brethren in other lands through links of transportation and communication, such that even to those in far-off lands, be it Poland or Morocco, Safed seemed three-dimensional and within reach” (Malkiel 2018:317).
By reliving the Zoharic teachings of R. Shimon bar Yochai, in the same proximity and on the same land, the truth of Kabbalah was enshrined in the minds of the masses who were experiencing a spiritual and mystical renaissance. There was now a:
“translation of ideas and themes from literary sources to social praxis” (Malkiel 2018: 317, footnote 11).
At the same time, in Safed, R. Yosef Karo was responsible for the Zohar gaining a position of prestige even among Halachists, and although he claimed that we do not learn Halacha from the Zohar, he still ruled in accord with the Zohar in a number of instances.
With the recent invention of the printing press, these new Kabbalistic ideas were able to penetrate mainstream Jewish society. The Zohar first appeared in print at this time with its first printed edition appearing in Cremona in 1558.
This revival, reenactment and reidentification with a historical past may perhaps be compared to the ethos of modern-day Jews returning to their ancient homeland, Israel, and the feeling of walking in the footsteps of history, facing the same vicissitudes, hope and fears as their ancestors. This is a very powerful experience. [Of course, the analogy may or may not break down in the case of the historicity of the Zohar, depending on the position one chooses to take, but the resultant feelings and emotions would be similarly invigorating regardless.]
Thus, in Safed, Kabbalah had moved from the exclusive proclivity of a selected elite to the property of the masses. More so, it had moved from a realm of obscurity to assume flesh and blood endorsement from those who were re-experiencing its stories on the same pathways of the Galilee as R. Shimon bar Yochai had trampled upon, pondering the same doctrines with his students. This precisely corresponded to the societal shift towards realism that was taking hold at that time. They were reliving history and at the same time they:
“propelled the memory of Bar Yohai, his fellows and their activities from booklore and myth to concrete and tangible experience. A revolutionary moment in the historical march of Jewish culture, it elevated the status of kabbalah to heights from which there was no turning back” (Malkiel 2018:320).
Conclusion
Malkiel started with a penetrating question:
“[How do we] identify the factors that explain kabbalah’s ascent to prominence, to the point that it became synonymous with Jewish spirituality [?]” (Malkiel 2018:313).
He argues that between the twelfth and sixteenth centuries—from the emergence of the Zohar in 1290 up to the rise and spread of the Safed Kabbalah in the 1500s—the corresponding societal preoccupation with realism and the need to root everything of consequence in some historical or scientific reality, was reflected within the rabbinic world as well. By the time we reach sixteenth-century Safed, the Zohar experiences its second life being relived through the practices of the Safed Kabbalists who lend a sense of credence to the historical reality of the Zohar:
“the process of the widespread penetration of the Kabbalah, and particularly the Zohar, into the public consciousness…[led to it becoming] the quintessence of Jewish spirituality and a ubiquitous presence in daily religious life” (Malkiel 2018:324).
Malkiel traces the progression of Jewish mysticism from its early, secondary, secretive, insular circles and strata to its popular contemporary conceptualisation
as the deepest and most quintessential expression of Jewish thought.
[1]
Malkiel, D., 2018, ‘Realism and the Rise of Kabbalah in the Sixteenth Century’,
in Caminos de leche y miel: Jubilee Volume in Honor of Michael
Studemund-Halévy, 313-327.
[2]
The date 1270 is sometimes given.
[3]
Leshem, Z., 2021, ‘Mystical Fraternities: Jerusalem, Tiberius, and Warsaw: A
Comparative Study of Goals, Structures, and Methods,’ in Hasidism,
Suffering, and Renewal: The Prewar and Holocaust Legacy of Rabbi Kalonymus
Kalman Shapira,’ Edited by Don Seeman, Daniel Reiser, and Ariel Evan Mayse,
Suny Press.
[4]
Scholem, G., 1973, Sabbatai Sevi: The Mystical Messiah, 1626–1676, PUP, Princeton.
[5]
Pronounced ‘tez grahnd.’
[6] Scholem also offered a thèse grande when it came to the rise of Sabbatianism. He explained it predominantly as a response to the messianic tensions induced by Lurianic Kabbalah and it emphasis on tikkun (spiritual rectification). Most scholars similarly tended away from Scholem’s grand and dramatic theory, but (as a rabbi and not a historian or sociologist) I chose to support him in my Master’s Thesis, based on the observable notion of religious masses who follow leaders and do not concern themselves with the origins of ideas. Similarly, were one to prove that Kabbalah came from Gnosticism, as per Scholem, it would have no bearing whatsoever on the mystics who only follow their Kabbalistic teachers and have no interest in tracing the origins of Jewish mysticism. All one needs are one or two sufficiently authoritative rabbinic leaders, even if they are active only within small circles, to sow the theological seeds and the ideology will root and spread in fertile ground [see (99+) Jewish messianism culminating in the rise and dissemination of Sabbatianism - An excursion into messianic Kabbalah and its theological enterprises (Master's Thesis)., p. 127.].
[7]
Square backets are mine.